Financial Services Enforcement Investigator

Investigate misconduct across financial services with BCFSA, applying regulatory legislation, evidence management, and administrative fairness from British Columbia.This Senior Investigator conducts high-risk files involving financial institutions, real estate licensees, and mortgage brokers. You will develop investigation plans, obtain evidence, assess legislative breaches, and recommend referrals or improvements. The position supports BCFSA’s mandate to set and enforce standards across B.C.’s financial services sector.Key Responsibilities:
Develop investigative plans using established investigative best practicesObtain verbal, documentary, and physical evidenceDetermine investigative data validity and analyze resultsRecommend referrals, policy improvements, and legislative changesBuild relationships with stakeholders, industry, and the publicRequirements:
Several years of related investigations experience or equivalent preparationKnowledge of relevant legislation, regulations, and regulatory policiesKnowledge of risk management principles and methodsAbility to establish elements of legislative breachesAbility to exercise judgment, initiative, and discretionBring enforcement-focused investigation skills, regulatory judgment, and stakeholder engagement experience to BCFSA’s financial services mandate.
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