Associate-Wealth Management

About UsAs a leading Canadian wealth management organization, Richardson Wealth offers the personal touch of a boutique firm while delivering big results. With offices across the country, we are home to some of Canada’s best investment advisors. We’ve embarked on an exciting growth phase – a multi-year transformational journey to enhance our entrepreneurial, high-performing, advisor-centric culture.
Position OverviewWe are looking for a meticulous, organized, and self-reliant individual with solid experience in the financial services industry and an excellent understanding of the needs of wealth management clients. The ideal candidate has exceptional client service skills, analytical ability, attention to detail, and the ability to manage multiple priorities effectively in a demanding professional environment.
This is an existing vacancy.
Duties And ResponsibilitiesInvestment Advisor Support
Support investment advisors in preparing, analyzing, and presenting documents and reports for clients, including investment policy statements, portfolio assessments, financial programs, retirement projections, portfolio reviews, and investment proposals.
Collect, analyze, and summarize client financial and personal information to meet client needs and help develop strategies tailored to their goals.
Prepare financial planning analyses and reports and help formulate recommendations based on each client’s situation, goals, and profile.
Execute and track transactions on behalf of investment advisors, in accordance with procedures and regulatory requirements.
Administrative and Compliance Support
Assume responsibility for all administrative tasks, including opening accounts, updating client information, applying financial and non-financial changes, and processing various money movement requests.
Follow up as needed with clients, investment advisors, and various internal and external stakeholders while managing files carefully and maintaining a highly efficient workflow.
Help plan and organize annual, monthly, and everyday team actions.
Client Service
Provide professional, personalized, and high-quality client service by responding effectively to inquiries by phone, email, and other communication channels.
Respond to client requests, demonstrating a solid understanding of traditional brokerage services and related administrative processes.
Prepare client portfolio valuation, return, and performance reports.
Collaborate with clients’ accountants and other professionals by fulfilling requests for information and providing required documentation.
Qualifications
At least 5 years of experience in the financial services industry, ideally in wealth management or brokerage
Registered Representative with the Canadian Investment Regulatory Organization (CIRO)
Certified Financial Planner (Pl. Fin.) with the Institut québécois de planification financière (IQPF/IPF)
Excellent spoken and written French
Proficiency in Microsoft Office suite (especially Excel, Word, PowerPoint, and Outlook) and Salesforce
Quick grasp of new technologies, platforms, and apps
Excellent management and client relations skills
Strong organizational skills and attention to detail
Ability to set priorities, meet tight deadlines, and manage multiple projects simultaneously
Self-reliance, high standards, and proactivity
Excellent communication skills and the ability to collaborate effectively with multiple parties
Training and Professional Designations
Registered Representative with the Canadian Investment Regulatory Organization (CIRO)
Certified Financial Planner (Pl. Fin.) with the Institut québécois de planification financière (IQPF/IPF)
Why ApplyOur firm is only as good as the people who work here. Our employees are exceptional because they combine in-depth expertise with enthusiasm, and empathy. From our front office talent to our colleagues behind the scenes, we have one focus: to ensure our people thrive here more than anywhere else. Are you innovative, self-driven, and client-centric? If so, we’re ready to invest in you.
Richardson Wealth is an equal opportunity employer and committed to providing a diverse, equitable and inclusive environment. We are happy to meet your individual needs in keeping with the Canadian Charter of Rights and Freedoms and the Accessibility for Ontarians with Disabilities Act. Candidates may request accommodation at any point during the interview process.
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