Compliance Manager Hybrid Role at Fidelity
Fidelity Canada
Step into a pivotal role as a Regulatory Compliance Manager with Fidelity, focusing on trade regulation compliance in a hybrid work model. Ideal candidates will possess strong analytical and communication skills. In this role, you will lead the operations of the Trade Surveillance program, ensuring compliance with market integrity rules. You’ll work closely with teams on incident management and support compliance-related training across the organization. This position will transition from the Toronto office to Mississauga in late 2026. Key Responsibilities:
- Manage the Trade Surveillance program and its daily operations
- Investigate alerts for regulatory compliance
- Monitor pre-trade risk controls across trading platforms
- Train employees on compliance procedures
- Handle regulatory reporting and procedural updates
- Minimum 5 years in investment dealer or compliance roles
- Comprehensive understanding of UMIR and electronic trading
- Strong interpersonal and analytical communication skills
- Relevant university degree or equivalent experience
- Experience with derivatives and compliance strategies
Vacancy posted 4 hours ago
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