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Senior Regulatory Compliance Officer

BMO

Lead regulatory compliance oversight at BMO, applying consumer protection expertise and critical thinking within Canadian Personal & Business Banking. Support business partners independently.As a Senior Compliance Officer, you will support the Complaints, Channels & Sales Practices team. The role covers second-line advisory support, risk assessments, monitoring, testing, regulatory change management, and strategic initiatives. You will help address Bank Act obligations, consumer protection requirements, and regulatory developments affecting products, channels, sales practices, and customer complaint processes.Key Responsibilities:
Provide second-line compliance advice to assigned business groupsConduct and challenge risk assessments, monitoring, and testingAdvise on products, services, systems, and regulatory developmentsAnalyze compliance data and report regulatory risk insightsOversee issue resolution, remediation plans, and validationRequirements:
Minimum six years of relevant experiencePost-secondary degree or equivalent education and experienceDetailed consumer protection and marketing guideline knowledgeIn-depth communication, analytical, influence, and collaboration skillsRecognized compliance certificate preferredApply regulatory expertise, risk assessment, and effective challenge to strengthen compliance controls and support BMO business groups.
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Vacancy posted more than 2 months ago

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