VP, Wealth Management Compliance & Risk
158 Morgan Stanley Wealth Management Canada Inc.
Morgan Stanley Wealth Management Canada Inc. is seeking a Wealth Management Registered Supervisor - Vice President to oversee first-tier supervision of retail accounts, compliance and risk, reporting to the Chief Risk Officer.
The role requires strong understanding of CIRO rules, excellent communication, and leadership to coach Financial Advisors on policies and risk awareness. This is a senior, non-revenue sharing supervisory position within MSWC.
#J-18808-Ljbffr$80k - $131k per year
...What you'll do The AI Risk & Compliance Manager ensures AI solutions are developed, deployed, and operated responsibly, in alignment with ethical principles, regulatory requirements, and enterprise governance standards. This role partners across the organization to embed...Risk- ...Responsibilities: Delivering Operational Risk and Resilience expertise and advice to the business users enabling them to manage their Resilience & Crisis response risks efficiently... ...risks across jurisdictions and overseeing compliance with same as required. Ensuring staff are...RiskLong term contractTemporary workLocal areaImmediate startFlexible hours
$98k - $139.5k per year
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...so, we invite you to shape the future of digital Audit & Assurance at a world-class organization. As a Technology Risk & Compliance (TRC) Manager within our Global Audit & Assurance (A&A) Digital Products organization, you will be a cornerstone in safeguarding the integrity...RiskPermanent employmentInternshipRemote workFlexible hours$122k - $159k per year
...Director, Risk & Compliance We care for humankind – and that starts with our people Our greatest strength lies not in what we do – but... ...maintaining the enterprise risk framework, overseeing key risk management components, and supporting key risk activities, including...RiskWork at officeLocal areaFlexible hours$70k - $150k per year
...Job Family Group: Business Management #bmoinsurance The Manager, Insurance Compliance will provide advice and support to... ...processes and procedures, for regulatory risks and identify / update inherent... ...(LRC), as well as BMO Bank and Wealth Management and Governance Teams (...RiskContract workPart time$70k - $150k per year
...Street West Job Family Group: Business Management General: This role provides regulatory compliance advice and direction to the Wealth businesses supported. Specifically, this... .../initiatives to ensure compliance risks are appropriately identified, risk assessed...RiskContract workPart time- ...WHAT IS THE OPPORTUNITY? Wealth Technology Group is seeking an exceptional Senior Product Manager to drive transformational innovation... ...business, operations, legal, compliance, information security, fraud, and... ...and solid understanding of risk management, issue tracking, change...RiskFlexible hours
$85k - $156k per year
...typical day look like? In this role, you will focus on managing and mitigating risks within the business. Your day will revolve around... ...bridging gaps between contractual obligations and practical risk management. This is a strategic position aimed at proactively addressing...RiskPermanent employmentContract workFlexible hours$58k - $96k per year
...appropriate frameworks, actively mitigating risks, safeguarding our organization’s... ...driving strong governance, proactive risk management and consistent quality across the Firm. You... ...developments and support on-going risk and compliance assessments to identify emerging requirements...RiskPermanent employmentFlexible hours$109k - $158k per year
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...role: Reporting into our Chief Counsel Officer, the Senior Manager, Lending Compliance will oversee the regulatory landscape and compliance... ...will safeguard our business operations and support enterprise risk governance. You will also support the legal function with litigation...RiskInternshipWork at officeFlexible hours- ...Director to drive the development and articulation of the RBC Wealth Management (RBC WM) segment strategy. The director will work closely with... ...& Commercial Banking, Technology & Operations, Finance, Group Risk Management, Enterprise Strategy) Lead qualitative and quantitative...RiskLong term contract
$80k - $175k per year
...Solutions The Quantitative Investment team manages approximately $20B CAD of active equity... ...selection, portfolio construction, and risk management Working with fundamental research... ...channels including Multi Asset and Wealth channels Leadership and management Help...RiskContract workPart time- ...Compliance Manager Reporting to the Director, Legal and Compliance, the Compliance Manager will support the day-to-day delivery of the... ...internal controls. Coordinate and contribute to compliance risk assessments, annual compliance plans, and second line testing/...RiskContract workWork at officeRemote workWork from home
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...Street West Job Family Group: Wealth Sales & Service The Manager, Operations Support leads the Support... ...-day operational execution, manages risk and complex escalations, and ensures... ...Engages and escalates matters to Compliance, Risk, Operations or other internal...RiskContract workPart time$175k - $190k per year
...,000 The Job: Director, Governance, Risk and Compliance (GRC) We’re seeking a Director, Governance... ...s cybersecurity governance, cyber risk management, compliance, and data governance... ...banking, fintech, insurance, payments, wealth management, or another regulated financial...RiskTemporary workWork at officeRemote work$75k - $125k per year
...Mackenzie products, including Private Wealth and Trade Settlement... ...operational priorities, decisions, risks, and service updates clearly... ..., strong controls, and compliance with operational policies and... ...change. Client and Relationship Management: Strong client-service focus and...RiskFull timeWork at office1 day per week$115k - $165k per year
...time. As a Solution Architect for the Wealth and Asset Management Fund Accounting platform, you will... ..., platforms, and vendors Operations, Risk & Governance Ensure robust support, maintenance... ...application design and regulatory compliance Leadership & Delivery Proven ability...RiskFull timeWork at office1 day per week- ...listed energy company of Brookfield Asset Management, a leading global alternative asset... ...assess, understand, and mitigate key business risks. This role requires a versatile skillset... ...relevant experience in risk management, compliance, insurance, or brokerage. Professional...RiskLong term contractInternship
$130k - $148.4k per year
...Manager, Privacy Compliance About Capital One Canada For 30 years, we’ve been on a mission to change banking for good. We challenge the traditional... ...of the Privacy Program; Identifying emerging regulatory risks and communicating key regulatory developments and changes to...RiskLong term contractFull timeWork at officeWork from home$92.9k - $142.9k per year
...priority. As Director, Fraud Analytics & Risk Management, you will lead the Bank's fraud... ...outcomes. Reporting to the AVP/VP, Fraud Strategy & Operations, you will play... ...Partner with Enterprise Risk Management and Compliance teams to ensure fraud risks are appropriately...RiskLong term contractTemporary workLocal areaFlexible hours- ...Senior Risk Manager ARAG Canada is seeking an experienced Senior Risk Manager to play a key role in building and developing the Risk... ...do? Assist in the creation, roll out and implementation of a compliance management framework for a new P&C insurance company. Lead...RiskInternshipWork at officeRemote workWork from home
$138k - $221k per year
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...and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in... ...documentation), test scripts (development and execution), and issue management (identification and capturing in the grid) May execute the...RiskFull timeWork from home$81.6k - $115.2k per year
...and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in... ...documentation), test scripts (development and execution), and issue management (identification and capturing in the grid) May execute the...RiskWork from home$70k - $150k per year
...Group: Data Analytics & Reporting The Wealth Reporting Analytics and Automation... ...configuration, applicability, and usability of data management, data analytics, and data visualization... ...as assigned. Take measured risks while protecting the bank by applying our...RiskContract workPart time$85.5k - $185k per year
...Street West Job Family Group: Business Management Supports the business/group leader in... ...of defense (1st LOD) programs (e.g., key risk measures/risk appetite, stress testing,... .... Maintains standards and monitors compliance and effectiveness of operations processes...RiskContract workPart timeShift work$100k - $150k per year
...As Senior Risk Lead, you will be involved in: Ensure the delivery of best practice risk management activities and report to the Director of Risk Management and Head of Department. Initiate a proactive approach to the review, development and improvement of the risk management...RiskFull timeImmediate startFlexible hours- ...leading global financial services firm providing a wide range of wealth management, investment banking, securities, and investment management... ...is responsible for a wide variety of supervisory, compliance and risk functions. The successful candidate will be accountable for...RiskFull timeWork at officeWorldwide
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