Director Compliance Alternative Asset Management

Lead compliance across Sagard’s alternative asset management platform, using regulatory judgment and AI-enabled processes. Work from Montreal, Toronto, or New York.The Director, Compliance supports Sagard affiliates across Canada, the United States, and international jurisdictions. This senior role covers SEC-registered advisers, Canadian registrants, private funds, and alternative strategies. You will help strengthen programs, support transactions, and advise executive stakeholders.Key Responsibilities:
Lead compliance programs for Sagard affiliates and registrantsMaintain manuals, codes, supervisory procedures, and policiesDirect annual reviews, reports, filings, and regulatory examinationsAdvise on products, transactions, conflicts, marketing, and valuationCoordinate cross-border compliance matters and trainingRequirements:
Seven to twelve years of relevant regulatory experienceExperience with OSC, AMF, or SEC-registered advisersStrong Investment Advisers Act and SEC rules knowledgeExperience managing examinations and regulatory inquiriesAI fluency, communication skills, and practical judgmentBring alternative investment compliance expertise, cross-border perspective, and technological curiosity to Sagard’s growing global platform.
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