Lead Trade Surveillance Manager - Capital Markets Compliance
RBC
RBC is seeking a Manager, RMFI Trade Surveillance to lead daily and periodic reviews of sales and trading activity in Canada, focusing on mutual funds. You will participate in projects with Compliance IT, maintain records, and compile metrics for reporting to senior management.This role requires 4–6 years of experience in financial compliance and strong analytical skills. You will partner with cross‑functional teams in a second‑line-of-defense function, drive process improvements, and support
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Vacancy posted 1 hour ago
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