Trade Surveillance Governance Manager
TD
Lead Trade and Communications Surveillance governance at TD in Toronto, coordinating complex initiatives, remediation, reporting, and stakeholder delivery.As Manager, you will lead surveillance workstreams and portfolio delivery across Compliance, Technology, and senior stakeholders. The role requires expertise in regulatory remediation, governance reporting, risk management, and program management. You will provide subject matter expertise while driving strategic initiatives, managing milestones, and escalating material issues.Key Responsibilities:
Lead surveillance oversight and governance reporting for senior managementManage milestones, dependencies, risks, deliverables, and project plansOversee regulatory and audit remediation activities through sustainable closureCoordinate regulatory inquiries, data requests, and examinationsLead procedures, read-across reviews, and program enhancementsRequirements:
Seven or more years of relevant Compliance, Surveillance, Risk, Operations, Technology, or project experienceSignificant Trade or Communications Surveillance experience preferredExperience leading complex regulated-environment projects or remediationDeep knowledge of compliance, risk, surveillance, and control frameworksBachelor’s degree or equivalent relevant education and experienceBring surveillance expertise, executive judgment, and governance leadership to complex Trade and Communications Surveillance initiatives at TD.
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Lead surveillance oversight and governance reporting for senior managementManage milestones, dependencies, risks, deliverables, and project plansOversee regulatory and audit remediation activities through sustainable closureCoordinate regulatory inquiries, data requests, and examinationsLead procedures, read-across reviews, and program enhancementsRequirements:
Seven or more years of relevant Compliance, Surveillance, Risk, Operations, Technology, or project experienceSignificant Trade or Communications Surveillance experience preferredExperience leading complex regulated-environment projects or remediationDeep knowledge of compliance, risk, surveillance, and control frameworksBachelor’s degree or equivalent relevant education and experienceBring surveillance expertise, executive judgment, and governance leadership to complex Trade and Communications Surveillance initiatives at TD.
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Vacancy posted 1 hour ago
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