Senior Manager, Fraud, Insider And Conduct Risk Qa And Enablement

Work Location:
Toronto, Ontario, Canada
Hours:
37.5
Line of Business:
Risk Management
Pay Details:
$115,600 - $163,200 CAD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate’s skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
Job Description:
The Senior Manager, Fraud, Insider and Conduct Risk QA and Enablement provides a comprehensive and diverse range of risk management expertise to business leaders. Leads and supports the implementation of appropriate risk frameworks and leading related risk management activities to oversee, monitor and challenge Corporate Function operational risk related to US Financial Crimes Prevention and Operations, which includes KYC operations, US Fraud Management, Insider Threat Management and Investigations, and Physical Security
Integrates knowledge of the ERM and ORM framework, policies and standards to Establish and maintain documented job aids and procedures for all ERM and ORM programs and oversight activities to establish consistency, traceability, and knowledge transfer amongst the Enterprise and US Fraud, Insider and Conduct Risk team.
Works across our team to establish our RCSA, and corresponding controls
Implement a quality assurance and evidence review process to validate adherence to ERM and ORM standards, with periodic assessments to confirm documentation is complete, current, and audit-ready
Establishes onboarding and training materials for our team, that will cover ERM/ORM programs, along with fraud, insider and conduct risk specific topics
Engages stakeholders to take action;
serves as a source of expert advice, influences change;
frames information in abroader context
Strong relationship building skills and the ability to develop and maintain business contacts at all levels of management throughout the organization
Very good communication skills both written and verbal as well as the ability to develop business communications calling for specific action
Strong ability to analyze information and business situations and effectively collaborate with business partners on overall corporate direction
Effective presentation skills, including the ability to present to senior stakeholders and potentially Committees
Strong ability to influence the decisions and actions of others without express authority
Skills, Education & Experience
Seeking an experienced professional with knowledge of broad operational risk management / oversight, monitoring and challenge
4-year degree or equivalent experience
7-10 years related experience required
Strong attention to detail with the ability to recognize and react to discrepancies
Ability to track and coordinate large and complex processes
Strong interpersonal skills including demonstrated conflict management and negotiation skills
Proven project management skills for multiple, large projects
Strategic planning and process management experience a must
Proven experience in establishing and implementing effective strategies and short and long range plans that achieve bottom line results.
In depth knowledge of financial services processes and workflows
Who We Are:
TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.
Our Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more
Additional Information:We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.
Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.
Colleague Development
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.
If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.
We’re committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.
Training & OnboardingWe will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.
Interview ProcessWe’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
AccommodationYour accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.
We look forward to hearing from you!
Language Requirement (Quebec only):
Sans Objet
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