Senior Compliance Oversight Manager, Global Asset Mgmt
TD Bank Group
TD Bank Group is seeking a Senior Manager, Business Compliance Oversight within TD Wealth Compliance to provide advisory and second-line oversight of TD Asset Management activities in Canada and international jurisdictions. Reporting to the Chief Compliance Officer, this role drives regulatory change and governance across multiple regions.The position requires extensive asset management compliance experience, strong stakeholder engagement, and leadership to advance TD’s compliance program and
#J-18808-Ljbffr
#J-18808-Ljbffr
Vacancy posted 1 hour ago
Similar jobs that could be interesting for youBased on the Senior Compliance Oversight Manager, Global Asset Mgmt in Winnipeg, MB vacancy
$80.5k - $129.1k per year
...empowered to make decisions. You control your future. : The Manager of Capital Assets will be responsible for driving standardized processes... ...in the preparation of financial statement notes, ensuring compliance with reporting requirements Manage the fixed asset register...Asset- ...-based tax function. The role is rsponsible for the global income tax provision and Canadian compliance processes for the AltaGas group. Responsible for staff... ...teams to accurately communicate tax matters. The Senior Manager, Income Tax actively engages with internally with global...SeniorAssetLocal area
- ...Transdev Canada is hiring a Fixed Assets Manager for our Brampton, Ontario location Transdev Canada Rail is actively seeking a Fixed Assets Manager to oversee, manage, and to be accountable for preventative, corrective, as well as custodial maintenance of the Fixed Assets...AssetContract workWork at office
- ...The Specialist I, Quality Compliance is responsible for supporting... ...audit and inspection activities, managing preparation and logistics,... ...site. In addition, provides oversight of product complaints and inquiries... ...Systems considered an asset. • Demonstrated experience...AssetFlexible hours
$115.6k - $163.2k per year
...Job Description Department Overview TD Wealth Compliance is part of TD Compliance Department, a second line oversight function. It provides regulatory compliance... ...Wealth Compliance has an immediate need for a Senior Manager, Business Compliance Oversight to provide compliance...SeniorAssetImmediate startWork from home- ...Position Summary...The Asset Protection Associate plays a key role... ...to the Market Loss Prevention Manager in accordance with Company guidelines... ...through Walmart Canada Global Ethics. Emergency Response... ...apprehensions when required, in compliance with Company policies and...AssetHourly payPermanent employmentPart timeShift workNight shiftAfternoon shift
$55.5k - $120k per year
Application Deadline:12/04/2026Address:885 West Georgia StreetJob Family Group:Asset Mgmt Sales & ServiceThe Associate Vice President Wholesaler operates as a near-peer to the broader wholesaling team, with ownership of a semi-autonomous MFDA sub-region. The role is designed...AssetFull time- Lead compliance advisory and second line oversight for TD Asset Management from Toronto, supporting regulatory controls across international jurisdictions.TD Wealth Compliance seeks a Senior Manager, Business Compliance Oversight reporting to senior compliance leaders. The...SeniorAsset
- ...property? Join one of Canada’s most prominent and most respected Asset Protection teams and make a direct impact in safeguarding our... ...effective prevention strategies. Support Operations – Ensure compliance with company standards, security policies, and provincial regulations...AssetHourly payPermanent employmentTemporary workInternshipWork at officeFlexible hours
- ...Price Café offers free Tea and Coffee. Senior Safety Manager Reports To: Director of Safety for... ...an assigned group of sites, providing oversight and assurance to support consistent... ...performance and emerging issues. • Assess compliance with corporate Safety standards and...SeniorPermanent employmentInterim roleLocal area
$124.43k - $199.08k per year
## Senior Manager Global ComplianceApply: Remote - Canada: Montreal: Hinjewadi, Pune: Full time: Posted 2 Days Ago: R0006032## **A Moving Experience... ...Key Responsibilities * Own and operate a single, integrated compliance management system spanning quality, HSE, security, privacy,...SeniorFull timeLocal areaRemote work- ...rail. As we plan, design, and manage projects that move people and... ...An opportunity exists for a senior Bridge Engineer to become part... ...detailed design and construction oversight. Are you excited by and passionate... ..., or equivalent is an asset. Ability to create and interpret...SeniorAssetRemplacementFull timeContract workWork at officeLocal area
$90k - $110k per year
Job Responsibility: Job Title: Senior Manager of Philanthropy Out of Scope Location: Winnipeg,... ...and adapt tactics as needed. Ensure compliance with fundraising best practices, donor confidentiality... ...or equivalent experience is an asset. Knowledge of planned/legacy giving...SeniorAssetLong term contractPermanent employmentFull timeCasual workMonday to fridayShift work- ...growth across Canada. As a member of our global team of 23,500+ engineers, architects, scientists... ...opportunities and local impact. Senior Manager, Roads - Major Projects - Ontario is a... ...and develop technical professionals. Assets Professional engineering registration...SeniorAssetLocal area
- Lead compliance strategy at Guardian Capital LP through regulatory oversight, governance, and monitoring within Desjardins Global Asset Management. Support Canadian securities obligations.As Chief Compliance Officer, you will design, implement, oversee, and enhance GCLP’s compliance...SeniorAssetLocal area
- Lead asset management compliance operations at SLC Management, coordinating regulatory filings, governance, and program administration across jurisdictions... ...discipline, and project management skills to strengthen SLC Management’s global compliance framework. #J-18808-LjbffrAssetWork at office
$109.4k - $150.48k per year
...and restore customer trust by providing senior leadership and end-to-end accountability... ...you’ll do… We’re looking for a Senior Manager, Customer Escalations to lead a highly visible... ..., this individual provides end-to-end oversight of complex and executive-level customer matters...Senior$111.06k - $152.71k per year
...more about CIBC, please visit CIBC.ComWhat you'll be doing Global Asset Management (GAM) brings together investment expertise, risk insight, and... ...better decision-making across complex portfolios. As a Senior Product Manager, you'll lead the product development, management...SeniorAssetRemote work- Shape Scotiabank’s global compliance control assessments in Toronto through regulatory expertise, stakeholder management, and analytical reporting.This Manager contributes to the Compliance... ...its development, implementation, and oversight. You evaluate regulatory compliance risk...
- Lead compliance across Sagard’s alternative asset management platform, using regulatory judgment and AI-enabled processes. Work from Montreal, Toronto, or New York... ...United States, and international jurisdictions. This senior role covers SEC-registered advisers, Canadian...SeniorAsset
$88.8k - $121k per year
...Senior Modernization Project ManagerApply: On-Site: LOC13062 1230 10Th Avenue SW,Calgary... ...a highly motivated Modernization Project Manager to oversee coordination of activities on... ...technical & safety standards, regulatory compliance requirements, and customer expectations*...SeniorFull timeContract workFor contractorsInternshipLive InLocal areaWorldwide- ...you belong. Real Canadian Superstore 2132 McPhillips St, Winnipeg, MB is seeking a Customer Support representative reporting to the Asset Protection team. Are you passionate about creating a welcoming atmosphere, providing exceptional service, and delighting customers...AssetHourly payPermanent employmentTemporary workInternship
- Support global compliance and operational risk oversight as a Manager in Toronto, coordinating initiatives with Business Line and Corporate Function teams.Scotiabank is hiring a Manager for its Global Compliance Business Risk Management team. The full-time position supports...Full time
- ...to set science-based targets. We’re a global food company with approximately 10,000 team... ...of the FSQA team, the FSQA Audit and Compliance Supervisor is accountable for leading the... ...encouraging input and constructive performance management Actively participate in facility...Full time
- Select how often (in days) to receive an alert:Title: Audit Manager, Global Compliance Audit Requisition ID: 260359Join a purpose driven winning... ...Compliance Management pillars of Compliance. Assists the Senior Manager in the development and management of the Compliance...Senior
- Sun Life seeks a global audit executive with Asset Management expertise, regulatory insight and experience leading teams across North America and Asia.As Vice... ...financial institution. Your work will support senior management, the Audit Committee and evolving business priorities...SeniorAsset
- Mastercard Inc. seeks a Manager, Financial Risk to provide dedicated Second Line expertise... ...and the build-out of the Digital Asset Risk & Compliance function. The role ensures that credit,... ...Line controls, and prepare concise materials for senior management and #J-18808-LjbffrSeniorAsset
$160k - $240k per year
...teamwork, strong motivation and self-learning ability, capable of managing processes and goals effectively in personal work. Benefits:... ...Key Strategic Relationships, Key Account, Key Account Development, Key Account Handling, Key Account Management, Key Account RelationsSeniorRemote jobLocal areaWork from homeOverseas- Select how often (in days) to receive an alert:Title: Manager, Global Compliance Business Risk Management Requisition ID: 278074Join a purpose... ...to operationalize and anchor Compliance initiatives.Ensure oversight of all global operational risk activities, ensuring compliance...Asset
- ...successful, growing organization in Abbotsford to recruit a Senior Manager, Finance Transformation. Reporting to the CFO, this is a unique... ...with automation, ERP, BI or AI-enabled Finance tools is an asset. Collaborative, personable leader who can operate comfortably...SeniorAsset
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Oversight Manager, Global Asset Mgmt. Be the first to apply!
Related searches
- regulatory manager Winnipeg, MB
- customs compliance manager Winnipeg, MB
- safety compliance manager Winnipeg, MB
- compliance manager Winnipeg, MB
- directeur juridique Winnipeg, MB
- quality compliance manager Winnipeg, MB
- regulatory affairs project manager Winnipeg, MB
- regulatory compliance director Winnipeg, MB
- senior disability case manager Winnipeg, MB
- senior hardware engineer Winnipeg, MB


