Wealth Mgmt Risk & Compliance Supervisor - Vp
Morgan-Stanley
Morgan Stanley is seeking a Wealth Management Registered Supervisor - Vice President to lead first-tier supervision, ensure strict compliance with CIRO rules, and coordinate risk management across MSWC. The role reports to the Chief Risk Officer and collaborates with Senior Management to maintain a robust control environment.Ideal candidates will have a Bachelor's degree, CIRO-regulated dealer experience, and relevant licenses, with fluency in English and strong leadership and communication
#J-18808-Ljbffr
#J-18808-Ljbffr
Vacancy posted 3 hours ago
Similar jobs that could be interesting for youBased on the Wealth Mgmt Risk & Compliance Supervisor - Vp in Winnipeg, MB vacancy
- ...Morgan Stanley is seeking a Wealth Management Registered Supervisor - Vice President in Toronto to lead supervision, risk and compliance activities within MSWC. You will report to the Chief Risk Officer and work with cross‑functional teams to enforce ethics, policies and regulatory...Suggested
Morgan Stanley
Winnipeg, MB3 hours ago - ...Morgan Stanley Wealth Management Canada Inc. is seeking a Wealth Management Registered Supervisor - Vice President to oversee first-tier supervision of retail accounts, compliance and risk, reporting to the Chief Risk Officer. The role requires strong understanding of CIRO...Suggested
158 Morgan Stanley Wealth Management Canada Inc.
Winnipeg, MB3 hours ago - ...Opportunity: As a member of the FSQA team, the FSQA Audit and Compliance Supervisor is accountable for leading the plant’s internal audit and... ...disposition of materials placed On Hold including completing Risk Assessments to determine product disposition. Assist with maintaining...SuggestedFull time
- ...need financing and investors who seek strong risk-adjusted returns. Since 1971, our people... ...is seeking a Vice President, Legal & Compliance to join the Canadian Legal & Compliance team... ...investment funds across institutional and wealth management distribution channels. Responsibilities...SuggestedFlexible hours
Cim
Winnipeg, MB3 hours ago - Position Responsibilities: Delivering information risk expertise and advice to the business users enabling them to manage their Resilience... ...for relevant risks across jurisdictions and overseeing compliance with same as required. Ensuring staff are properly trained and keep...SuggestedLong term contractTemporary workImmediate start
Manulife/John Hancock
Winnipeg, MB3 hours ago - Position Responsibilities: Delivering information risk expertise and advice to the business users enabling them to manage their Resilience... ...for relevant risks across jurisdictions and overseeing compliance with same as required.Ensuring staff are properly trained and keep...Long term contractTemporary workLocal areaImmediate startFlexible hours
Company 1 - The Manufacturers Life Insurance Company
Winnipeg, MB3 hours ago - TD Bank Group is seeking a Senior Manager, Business Compliance Oversight within TD Wealth Compliance to provide advisory and second-line oversight of TD Asset Management activities in Canada and international jurisdictions. Reporting to the Chief Compliance Officer, this role...
TD Bank Group
Winnipeg, MB3 hours ago $175k - $190k per year
...the industry, is seeking a dedicated Director of Governance, Risk, and Compliance to join their team. In this role, you will lead efforts to develop... ...services, banking, fintech, insurance, payments, or wealth managementDemonstrated experience managing: Regulatory compliance...Permanent employmentInternshipRobertson & Company Ltd.
Winnipeg, MB3 hours ago- .... The Vice President, IT Infrastructure & Compliance leads the technology foundation that supports... ..., business continuity, technology risk, and the controls that support AIIM’s SOC... ...audit and client security commitments. The VP sets the technology roadmap, leads the internal...
Avant Imaging & Information Management, Inc.
Winnipeg, MB3 hours ago - Privacy risk and compliance leadership anchors operational delivery at Aviso Wealth. Apply Canadian privacy legislation knowledge across incidents, assessments, and controls.This Privacy Operations Specialist reports to the Manager, Privacy Operations, supporting privacy compliance...
Aviso Wealth Inc.
Winnipeg, MB3 hours ago - ...growth. This is an exciting opportunity for a highly motivated, relationship-driven professional with a strong background in private wealth management, investment management or capital markets. The successful candidate will focus on expanding relationships with high-net-worth...Long term contractFull timeFor contractors
Recruiting in Motion
Winnipeg, MB3 hours ago - Royal Bank of Canada is seeking a Senior Manager, Business Risk to support Wealth Management Canada’s Operational Risk management leadership. You... ..., reporting, and program governance, partnering with 2LoD, Compliance, and other dependencies to enable informed decisions and...
Royal Bank of Canada
Winnipeg, MB3 hours ago - ...relationships with wealthy families, family offices, and sophisticated investors across Canada, leading opportunities from prospecting to client acquisition. Ideal candidates bring 10+ years in wealth or investment management, a strong network, and CIRO registration. #J-18808-Ljbffr
Recruiting In Motion - Eastern Ontario
Winnipeg, MB3 hours ago - ...manager in the attrition management· You should have experience in updating sprint tracker with accurate information to identify the risk and issues proactively at the sprint level· Experience in conducting project risk identification and mitigation action planning...Immediate start
Lorven Technologies, Inc.
Winnipeg, MB3 hours ago $200k - $275k per year
...Series E round led by Andreessen Horowitz to accelerate this mission. About The RoleWe are seeking a Director of Governance, Risk, and Compliance (GRC) to scale our risk and compliance programs. This role will be instrumental in leading and scaling the GRC team to meet...Work at officeLocal areaRelocation packageElise A.I. Technologies Corp.
Winnipeg, MB3 hours ago- ...power our economy, this could be your next big opportunity. We can't wait to get to know you! The WorkThe Director, Payments Risk & Compliance is the first-line accountability leader for all risk and compliance activities across the bank's B2B Payments & Partnerships...Hourly payPermanent employmentFull timeInternshipWork at office
Kinvie
Winnipeg, MB3 hours ago - Lead governance, risk, and compliance at Interac with expertise in information security and flexible hybrid work. Shape trusted digital payments across Canada.As Leader, Governance, Risk and Compliance, you will establish Interac Corp.’s GRC mandate and goals. You will guide...Flexible hours
Interac
Winnipeg, MB3 hours ago - Lead compliance risk assessments in Toronto with Scotiabank, applying data analytics and control oversight within the Global Compliance team.As Manager, you support Compliance Risk & Control Assessment activities globally. You help develop methodologies, oversee execution,...
Scotiabank
Winnipeg, MB3 hours ago - Lead risk and compliance applications at Citi while managing regulatory technology projects across enterprise platforms and control environments. This full-time position combines application governance with delivery leadership.As a dual-mandate manager, you will oversee GRC...Full time
Citi
Winnipeg, MB3 hours ago - Select how often (in days) to receive an alert: Title: Manager, Compliance Risk & Control Assessments - Global ComplianceRequisition ID: 278182... ...and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking...
Scotiabank
Winnipeg, MB3 hours ago - ...financial services firm providing a wide range of wealth management, investment banking, securities,... ...our culture.Position Summary The Account Supervisor is responsible for a wide variety of supervisory, compliance and risk functions. The successful candidate will be accountable...Work at officeWorldwide
158 Morgan Stanley Wealth Management Canada Inc.
Winnipeg, MB3 hours ago - La Banque de Montréal (BMO Financial Group) recherche un cadre expérimenté en banque d'affaires pour structurer des transactions complexes et gérer un portefeuille diversifié de clients corporatifs à Toronto. Vous conseillez les clients, coordonnez les analyses et collaborez...
BMO Financial Group
Winnipeg, MB3 hours ago $110k - $150k per year
...Associate, Wealth Advisor - Stenner Wealth Partners+ Competitive Total Compensation Range: $110-$150K annually depending on experience... ...complete and accurate client records in accordance with regulatory, compliance, and internal requirements. Business Development and Asset...Long term contractWork at office- Montreal, Canada Banyan Software is the best permanent home for software businesses that serve specialized industries, their employees, and their customers. With a buy-grow-and-hold-for-life approach and a permanent capital base, Banyan acquires and grows companies worldwide...Permanent employmentWorldwide
- ...protecting and saving lives. Job Summary The Specialist I, Quality Compliance is responsible for supporting and representing Emergent during... ...problem-solving skills, with the ability to assess strengths, risks, and gaps within systems and processes. • Demonstrated ability...Flexible hours
- ...Group’s TD Securities unit seeks a senior professional to cover Global Core Trade Finance in Canada. The role focuses on structuring, risk mitigation, and client solutions for multinational corporates within a Canadian portfolio. You will work with GTB, CIB, and GM teams to...
$95k - $140k per year
...Becoming an Wealth Advisor, with CC&L Private Capital may be the only career move you ever need to make. Join one of Canada's largest independent and privately held discretionary investment managers, and help clients achieve their unique financial goals while providing exemplary...InternshipFlexible hours- ...and Canada built by MCI. POSITION SUMMARY The Production Supervisor is responsible for providing front line supervision within a unionized... ...are identified and addressed. Monitors and ensures budget compliance and provides updates on department budget status to management....Full timeImmediate start
- ...passion, and you’re invited to be a part of that. Production Supervisor Evenings (Monday-Thursday 5:30pm-4:00am) The Production... ...commitments are met. • Promoting a strong safety culture and ensuring compliance with company policies and safety regulations. • Monitoring...Afternoon shift
- MPI recherche un vice-président finances pour diriger les activités financières du secteur des technologies et télécommunications. Vous assurerez une vision claire de la performance financière et piloterez l’évolution internationale de la fonction Comptabilité et finances. ...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wealth Mgmt Risk & Compliance Supervisor - Vp. Be the first to apply!
Related searches
- operational risk manager Winnipeg, MB
- senior manager risk management Winnipeg, MB
- group risk manager Winnipeg, MB
- quality compliance manager Winnipeg, MB
- regulatory affairs project manager Winnipeg, MB
- regulatory manager Winnipeg, MB
- regulatory compliance director Winnipeg, MB
- safety compliance manager Winnipeg, MB
- customs compliance manager Winnipeg, MB
- directeur juridique Winnipeg, MB