Senior Regulatory Risk Advisor
Desjardins Securities
Shape regulatory risk direction at Desjardins by diagnosing major issues, developing standards, and advising decision-making bodies.This senior legal and regulatory compliance advisor serves as an expert resource for complex strategic initiatives. You analyze requirements, recommend positions, and help enforce standards governing officer and employee behaviours. Extensive field knowledge supports work across multiple sectors and business needs.Key Responsibilities:
Identify, analyze, diagnose, and address major compliance issuesRecommend strategic directions and business positionsUpdate policies, standards, models, and supporting programsOffer compliance programs promoting ethics and complianceNegotiate agreements with external partners and organizationsRequirements:
Bachelor's degree related to the positionAt least eight years of relevant experienceCIM, CFA, or GPC designationEligibility for CIRO account opening supervision registrationEligibility for CIRO Options Supervisor registrationBring strategic analysis, regulatory judgment, and issue resolution skills to Desjardins' organization-wide compliance framework.
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Identify, analyze, diagnose, and address major compliance issuesRecommend strategic directions and business positionsUpdate policies, standards, models, and supporting programsOffer compliance programs promoting ethics and complianceNegotiate agreements with external partners and organizationsRequirements:
Bachelor's degree related to the positionAt least eight years of relevant experienceCIM, CFA, or GPC designationEligibility for CIRO account opening supervision registrationEligibility for CIRO Options Supervisor registrationBring strategic analysis, regulatory judgment, and issue resolution skills to Desjardins' organization-wide compliance framework.
#J-18808-Ljbffr
Vacancy posted 1 hour ago
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